Tidal Shock Formation in Molecular Clouds Under Intermediate Black Hole Tidal Fields

| February 1, 2025

A semi–analytical framework for tidal shock formation in molecular clouds encountering intermediate black hole tidal fields, expressed in strict vector notation.

Tidal Shock Formation in Molecular Clouds Under Intermediate Black Hole Tidal Fields

Abstract

We develop a comprehensive semi-analytical framework to describe how molecular clouds form tidal shocks under the influence of massive or intermediate-mass black holes. As a cloud nears the black hole, differential gravitational forces (“tidal forces”) stretch it along the radial direction and compress it in the transverse directions. This anisotropic deformation can induce internal collisions and strong shocks if the velocity differences become supersonic. We examine the conditions for shock formation, the role of radiative cooling, and the post-shock thermal state of the gas. A numerical example illustrates that even moderate bulk orbital velocities and black hole masses (~10^5 M_\odot) can yield large Mach numbers in the normal (shock) direction, thereby generating strong shocks. We conclude with a discussion of pancake-like compression in the vertical direction and how repeated tidal encounters can further shape the cloud’s structure and fate.


1. Introduction

Molecular clouds in galactic nuclei can wander perilously close to supermassive or intermediate-mass black holes (BHs). When this happens, the intense gravitational gradient (tidal field) can distort and, at times, disrupt these clouds. This process is astrophysically significant for several reasons:

  1. Shock Formation: Tidal stretching and shearing can force portions of the cloud to collide supersonically, forming shocks that heat the gas, create turbulence, and possibly trigger star formation in certain conditions.
  2. Enhanced Accretion: Repeated shocks can dissipate the cloud’s orbital energy, allowing some fraction of the gas to become bound to the black hole and contribute to accretion flows.
  3. Observational Evidence: High-velocity dispersions (tens of km/s to over a hundred km/s) in nearby molecular clouds have been linked to encounters with massive compact objects.

In this post, we present a theoretical and semi-analytical treatment of tidal shock formation, focusing on the self-consistent interplay of tidal forces, self-gravity, pressure support, and cooling. We then apply this formalism to a numerical example with an intermediate-mass black hole of 105M10^5\,M_\odot.


2. Background: Tidal Forces and Cloud Stability

2.1. Tidal Acceleration

Tidal forces arise because different parts of an extended cloud experience slightly different gravitational pulls from the black hole. In vector form, the gravitational field at position r\mathbf{r} from a point mass MM_{\bullet} is

g(r)=GMr3r.\mathbf{g}(\mathbf{r}) = -\frac{G\,M_{\bullet}}{r^3}\,\mathbf{r}.

The tidal force per unit mass is given by the gradient (Jacobian) of g\mathbf{g}, which effectively stretches the cloud along the radial direction toward the black hole and compresses it in perpendicular directions. In simpler scalar form, if a cloud of radius Δr\Delta r is at distance RR from the black hole, the differential acceleration across the cloud is approximately

Δatidal2GMR3Δr.\Delta a_{\rm tidal} \,\approx\, \frac{2\,G\,M_{\bullet}}{R^3}\,\Delta r.

As RR decreases (the cloud gets closer), Δatidal\Delta a_{\rm tidal} can become large enough to either disrupt the cloud or produce internal collisions that generate shock fronts.

2.2. Cloud Survival Criterion

Whether a cloud survives an encounter depends on the competition between tidal forces and the cloud’s self-gravity (plus any internal pressure support). One often defines a tidal radius RtidalR_{\rm tidal} by equating the black hole’s tidal force to the cloud’s self-gravity:

2GMRtidal3Rc    GMcloudRc2,\frac{2\,G\,M_{\bullet}}{R_{\rm tidal}^3}\,R_c \;\sim\;\frac{G\,M_{\rm cloud}}{R_c^2},

where RcR_c is the cloud’s radius. Rearranging gives RtidalRcMMcloud3. R_{\rm tidal} \,\sim\, R_c \sqrt[3]{\frac{M_{\bullet}}{M_{\rm cloud}}}.
If the cloud passes well inside this radius (i.e., RRtidalR \ll R_{\rm tidal}), it is typically disrupted. If RR is comparable to or larger than RtidalR_{\rm tidal}, the cloud can survive long enough to experience partial compression and shock formation.


3. Tidal Shock Formation Mechanism

3.1. Shock Trigger by Differential Velocities

A tidal shock in the cloud occurs when different regions acquire sufficiently different velocities that, upon intersection, they produce supersonic collisions. Broadly:

  1. Leading vs. Trailing Edge: As the cloud approaches the black hole, the leading edge (closest to the BH) accelerates more than the trailing edge.
  2. Shearing & Collisions: If the cloud has nonzero impact parameter, parts of it swing around the BH on slightly different trajectories. This shearing can cause the cloud’s own gas streams to collide internally.
  3. Supersonic Condition: For a genuine shock, the relative speed of colliding gas parcels must exceed the local sound speed csc_s, yielding a Mach number M>1\mathcal{M} > 1. The resulting shock waves convert kinetic energy into thermal energy and compressed gas.

3.2. Self-Similar Deformation and Velocity

One can model the cloud via a time-dependent scaling approach (an affine or homologous model). If the cloud is initially a sphere of radius RR, we write:

x(t)=f(t)x0,y(t)=f(t)y0,z(t)=f(t)z0,x(t) = f_\parallel(t)\,x_0, \quad y(t) = f_\parallel(t)\,y_0, \quad z(t) = f_\perp(t)\,z_0,

where f(t)f_\parallel(t) captures in-plane stretching (or compression) and f(t)f_\perp(t) describes the vertical dimension’s evolution. Mass conservation implies

ρ(t)  =  ρ0f(t)2f(t).\rho(t) \;=\;\frac{\rho_0}{f_\parallel(t)^2\,f_\perp(t)}.

Differentiating twice and including gravitational (self-gravity + tidal) and pressure terms yields ordinary differential equations for ff_\parallel and ff_\perp. In the linear tidal approximation about distance rpr_p:

f¨  =  (λωeff2)f,f¨  =  (λωeff2)f,\ddot{f}_\parallel \;=\;\bigl(\lambda_\parallel - \omega_{\rm eff}^2\bigr)\,f_\parallel, \quad \ddot{f}_\perp \;=\;\bigl(\lambda_\perp - \omega_{\rm eff}^2\bigr)\,f_\perp,

where λ2GMrp3\lambda_\parallel \approx \tfrac{2\,G\,M_{\bullet}}{r_p^3}, λGMrp3\lambda_\perp \approx -\tfrac{G\,M_{\bullet}}{r_p^3}, and ωeff\omega_{\rm eff} is a restoring frequency incorporating self-gravity (plus possibly pressure). The solutions describe an in-plane stretch (cosh-type growth if λ>ωeff2\lambda_\parallel > \omega_{\rm eff}^2) and a vertical compression (cos-type oscillation if ωeff2>λ\omega_{\rm eff}^2 > \lambda_\perp).

3.3. Effective Upstream Velocity

A key quantity for shock formation is the effective upstream velocity that impinges on the shock front. Suppose the cloud’s center of mass orbits with velocity vorb\mathbf{v}_{\rm orb}. Meanwhile, internal cloud elements gain additional velocity from the tidal deformation, vtidal\mathbf{v}_{\rm tidal}. We combine them:

vu,eff  =  vorb  +  vtidal.\mathbf{v}_{u,\mathrm{eff}} \;=\; \mathbf{v}_{\rm orb} \;+\; \mathbf{v}_{\rm tidal}.

To find the Mach number associated with a potential shock surface of normal n^\hat{\mathbf{n}}, one projects:

vu,eff(n)  =  vu,effn^,M(n)  =  vu,eff(n)cs.v_{u,\mathrm{eff}}^{(n)} \;=\; \mathbf{v}_{u,\mathrm{eff}}\cdot\hat{\mathbf{n}}, \quad \mathcal{M}^{(n)} \;=\; \frac{v_{u,\mathrm{eff}}^{(n)}}{c_s}.

A shock occurs if M(n)>1\mathcal{M}^{(n)} > 1. Because the cloud’s deformation might also compress it vertically, we define a vertical Mach number M(z)\mathcal{M}^{(z)} using the zz-component of tidal velocity:

M(z)  =  vtidalzcs.\mathcal{M}^{(z)} \;=\; \frac{|v_{\rm tidal}^z|}{c_s}.

3.4. Radiative Cooling and Post-Shock Temperature

In strong shocks without radiative cooling, the post-shock temperature T2T_2 scales with vu,eff(n)2v_{u,\mathrm{eff}}^{(n)2}. For molecular gas, if vu,eff(n)v_{u,\mathrm{eff}}^{(n)} is tens of km/s, the adiabatic post-shock temperature could exceed several thousand K. However, if the cooling time tcoolt_{\rm cool} is short (high density and efficient molecular/atomic line emission), the gas may remain near an equilibrium temperature TeqT_{\rm eq}. Formally,

Teff  =  min{T2,  Teq}.T_{\rm eff} \;=\;\min\bigl\{T_2,\;T_{\rm eq}\bigr\}.

For molecules like CO or CO2_2 to survive, one requires Teff<Tdiss3000 KT_{\rm eff} < T_{\rm diss} \sim 3000\text{ K}. Rapid cooling helps keep the temperature below dissociation thresholds, preserving molecular species. In dense molecular clouds, line emission can be extremely efficient once the density surpasses 105106 cm310^5\text{–}10^6\ \mathrm{cm}^{-3}, leading to typical cooling times of days to weeks, much shorter than the dynamical timescale of years to centuries.


4. Numerical Example

4.1. Setup

We illustrate the formalism with a fiducial set of parameters:

  • Black Hole Mass: M=105MM_{\bullet} = 10^5\,M_{\odot}.
  • Cloud Mass: Mcl=1000MM_{\rm cl} = 1000\,M_{\odot}.
  • Cloud Radius: R=1.5pcR = 1.5\,\mathrm{pc}.
  • Pericenter Distance: rp=3pcr_p = 3\,\mathrm{pc}.
  • Orbital Velocity: vorb10km/sx^\mathbf{v}_{\rm orb} \approx 10\,\mathrm{km/s}\,\hat{x}.
  • Initial Temperature: Tcloud=10KT_{\rm cloud}=10\,\mathrm{K} (with equilibrium Teq20KT_{\rm eq} \approx 20\,\mathrm{K}).

We assume the cloud approaches the black hole on a near-hyperbolic orbit with pericenter rpr_p. Tidal deformations develop most strongly around pericenter.

4.2. Density and Self-Gravity

The initial uniform density is

ρ0  =  3Mcl4πR3.\rho_0 \;=\;\frac{3\,M_{\rm cl}}{4\,\pi\,R^3}.

With the given numbers, ρ04.8×1022gcm3\rho_0 \approx 4.8\times10^{-22}\,\mathrm{g\,cm}^{-3}. The characteristic self-gravity frequency is

ωs  =  4πGρ03,\omega_s \;=\;\sqrt{\frac{4\pi\,G\,\rho_0}{3}},

which is typically 1014s1\sim10^{-14}\,\mathrm{s}^{-1} for these parameters.

4.3. Tidal Velocities and Mach Numbers

At a characteristic time near pericenter, one can estimate the tidal velocity components as

vtidalxfR2GMrp3(1η),vtidalzfRGMrp3(1η),v_{\rm tidal}^x \,\sim\, f_\parallel\,R\,\sqrt{\tfrac{2\,G\,M_{\bullet}}{r_p^3}(\,1-\eta\,)}, \quad v_{\rm tidal}^z \,\sim\, f_\perp\,R\,\sqrt{\tfrac{G\,M_{\bullet}}{r_p^3}(\,1-\eta\,)},

where η\eta is a “self-gravity correction”

η  =  MclM(rpR)3.\eta \;=\;\frac{M_{\rm cl}}{M_{\bullet}}\,\Bigl(\frac{r_p}{R}\Bigr)^3.

For the chosen numbers, η0.08\eta \approx 0.08. One finds that vtidalxv_{\rm tidal}^x and vtidalyv_{\rm tidal}^y can reach a few ×105cm/s\times10^5\,\mathrm{cm/s} (several km/s), with the cloud’s orbital velocity adding 106cm/s\sim10^6\,\mathrm{cm/s}. Hence:

vu,eff    (1.0×106+4.8×105)x^  +  (4.8×105)y^  +  (1.2×105)z^  cm/s.\mathbf{v}_{u,\mathrm{eff}} \;\approx\; (1.0\times10^6 + 4.8\times10^5)\,\hat{x} \;+\; (4.8\times10^5)\,\hat{y} \;+\; (1.2\times10^5)\,\hat{z} \;\mathrm{cm/s}.

Projecting onto x^\hat{x} can yield normal speeds of 1.5×106cm/s\sim1.5\times10^6\,\mathrm{cm/s}.

The sound speed at Teq20KT_{\rm eq}\approx 20\,\mathrm{K} is a few ×104cm/s\times10^4\,\mathrm{cm/s}, so the normal Mach number M(n)\mathcal{M}^{(n)} can exceed 40. Even the vertical Mach number M(z)\mathcal{M}^{(z)} may be a few, meaning the cloud is easily compressed from above and below.

4.4. Shock Heating and Cooling

In an adiabatic strong-shock limit (ignoring cooling), the post-shock temperature

T23μmp16kB(vu,eff(n))2T_2 \,\sim\, \frac{3\,\mu\,m_p}{16\,k_B}\,\bigl(v_{u,\mathrm{eff}}^{(n)}\bigr)^2

could be tens of thousands of Kelvin for 10km/s\sim\,10\,\mathrm{km/s} speeds, enough to dissociate molecules. However, at high densities the cooling time tcoolt_{\rm cool} is drastically reduced. If the compression increases the density by factors of 10210^2 to 10310^3, line emission from molecules (CO, H2_2, etc.) keeps the gas near a modest 20100K\sim\,20\text{–}100\,\mathrm{K}. This effectively clamps the post-shock temperature to Teff=min{T2,  Teq}T_{\rm eff} = \min\{T_2,\;T_{\rm eq}\}. For typical interstellar molecules, this ensures survival as long as the collision timescale does not drive the gas above 2000–3000 K for too long.

4.5. Vertical “Pancaking” and Oscillations

Tidal forces along the vertical (zz) direction cause a “pancaking” effect. In a quasi-static treatment, one balances tidal compression GMrp3z\sim\frac{G\,M_{\bullet}}{r_p^3}\,z with pressure gradient cs2/H\sim c_s^2/H. This yields an approximate vertical thickness:

Hcsrp3GM,H \,\sim\, c_s\,\sqrt{\frac{r_p^3}{G\,M_{\bullet}}},

which can be much smaller than the cloud’s original size if rpR\tfrac{r_p}{R} is only modestly larger than MMcl3\sqrt[3]{\tfrac{M_{\bullet}}{M_{\rm cl}}}. In a dynamic treatment, the scale height H(t)H(t) obeys

H¨(t)  =  GMrp3H(t)  +  cs2H(t),\ddot{H}(t) \;=\; -\,\frac{G\,M_{\bullet}}{r_p^3}\,H(t) \;+\;\frac{c_s^2}{H(t)},

so the cloud may oscillate about its equilibrium thickness with a characteristic frequency ω2GMrp3\omega \approx \sqrt{\tfrac{2\,G\,M_{\bullet}}{r_p^3}}. This can lead to repeated compression/expansion cycles if the orbital time is comparable to the vertical dynamical time.


5. Discussion and Conclusions

We have presented a framework for tidal shock formation in molecular clouds near black holes:

  1. Tidal Field & Cloud Deformation: As the cloud approaches the black hole, it experiences stretching along the radial direction and compression in perpendicular directions, described by simple affine scale factors f(t)f_\parallel(t) and f(t)f_\perp(t).

  2. Shock Trigger: Differential velocities within the cloud (the sum of orbital motion plus tidal-induced velocity) can reach supersonic values. Where these flows intersect, a shock forms, particularly at the leading or trailing edges (or along shear layers).

  3. Cooling and Molecular Survival: Tidal compression can raise the density to levels where radiative cooling is extremely efficient. Even if the shock would nominally heat the gas to thousands of Kelvin, cooling can clamp the post-shock temperature to a modest TeqT_{\rm eq}. This allows molecules like CO, CO2_2, etc., to remain intact.

  4. Vertical “Pancake” Structure: The tidal field in the vertical direction flattens the cloud into a pancake geometry. A quasi-static approximation predicts a scale height HH, while a dynamic model gives vertical oscillations about that equilibrium.

  5. Example Outcome: A numerical scenario with M=105MM_{\bullet} = 10^5\,M_\odot, Mcl=103MM_{\rm cl} = 10^3\,M_\odot, and an initial orbit of a few pc yields normal Mach numbers as high as 30–40. The post-shock temperature remains low if cooling is rapid, protecting molecules from dissociation.

Altogether, these results demonstrate that tidal shock formation is a plausible mechanism for producing strong, supersonic compression and significant internal heating in molecular clouds near black holes — but with substantial radiative energy losses that keep the gas from fully ionizing or destroying all molecules. Repeated encounters (for instance, on eccentric orbits) may strip more kinetic energy over time, allowing partial capture of the cloud or fragmentation into smaller clumps. Observationally, bright emission lines and large velocity spreads within certain central molecular clouds can be explained by exactly these tidal shock processes.


Acknowledgments

  • Referenced Observations: Some aspects of tidal shock formation are supported by studies of unusual molecular clouds near galactic centers, such as CO–0.40–0.22, which shows velocity dispersions on the order of 100 km/s that can be explained by an encounter with an unseen ~105M10^5\,M_\odot BH.
  • Numerical Simulations: The theoretical formalism here aligns with hydrodynamic simulations showing how shearing flows in tidally stretched clouds collide, forming shock fronts that dissipate orbital energy and drive turbulence.

Appendix A: Detailed Derivations

A.1. Homologous Radial Displacement and Mass Conservation

For a uniform sphere with radius RR and density ρ0\rho_0, the mapping

x=fx(t)x0,y=fy(t)y0,z=fz(t)z0,x=f_x(t)x_0,\quad y=f_y(t)y_0,\quad z=f_z(t)z_0,

with axisymmetry (fx=fyff_x=f_y\equiv f_\parallel and fzff_z\equiv f_\perp), has Jacobian

J=f(t)2f(t).J=f_\parallel(t)^2\,f_\perp(t)\,.

Thus, mass conservation requires

ρ(t)=ρ0J=ρ0f(t)2f(t).\rho(t)=\frac{\rho_0}{J}=\frac{\rho_0}{f_\parallel(t)^2\,f_\perp(t)}\,.

A.2. Restoring Acceleration from Self–Gravity

Within a uniform sphere, Newton’s shell theorem gives

g(r)=4πGρ03r.\mathbf{g}(r)=\frac{4\pi G\rho_0}{3}\,\mathbf{r}\,.

A small radial displacement δr\delta \mathbf{r} produces

δg4πGρ03δr,\delta\mathbf{g}\approx\frac{4\pi G\rho_0}{3}\,\delta \mathbf{r}\,,

and the restoring acceleration is then

arest=δg=ωs2δr,\mathbf{a}_{\rm rest}=-\delta\mathbf{g}=-\omega_s^2\,\delta \mathbf{r}\,,

with

ωs2=4πGρ03.\omega_s^2=\frac{4\pi G\rho_0}{3}\,.

A.3. Pressure Correction

For a nearly isothermal fluid, the pressure perturbation is given by

δP=cs2δρ.\delta P=c_s^2\,\delta\rho\,.

Mass conservation implies

δρρ03δrR,\frac{\delta\rho}{\rho_0}\approx-3\,\frac{\delta r}{R}\,,

so that the pressure gradient force per unit mass is approximately

apress1ρ0δPδr3cs2R2δr.\mathbf{a}_{\rm press}\sim-\frac{1}{\rho_0}\frac{\delta P}{\delta r}\sim\frac{3c_s^2}{R^2}\,\delta \mathbf{r}\,.

Hence, the effective restoring acceleration is

anet=ωeff2δrwithωeff2=ωs2+Δωpress2.\mathbf{a}_{\rm net}=-\omega_{\rm eff}^2\,\delta \mathbf{r}\quad\text{with}\quad \omega_{\rm eff}^2=\omega_s^2+\Delta\omega_{\rm press}^2\,.

A.4. Rankine–Hugoniot Jump Conditions in Vector Form

For a shock with upstream velocity vu,eff\mathbf{v}_{u,\mathrm{eff}}, the relevant quantity is its projection onto the shock normal n^\hat{\mathbf{n}}:

vu,eff(n)=vu,effn^.v_{u,\mathrm{eff}}^{(n)}=\mathbf{v}_{u,\mathrm{eff}}\cdot\hat{\mathbf{n}}\,.

This scalar velocity is then used to determine the Mach number and apply the jump conditions.


A.5. Orbital Dynamics and Affine Deformation

The cloud’s center–of–mass moves with

vorb=v0x^,\mathbf{v}_{\rm orb}=v_0\,\hat{x},

and its deformation is modeled by the affine transformation

r(t)=A(t)r0withA(t)=(f(t)000f(t)000f(t)).\mathbf{r}(t)=\mathbf{A}(t)\,\mathbf{r}_0\quad \text{with}\quad \mathbf{A}(t)= \begin{pmatrix} f_\parallel(t)&0&0\\[1mm] 0&f_\parallel(t)&0\\[1mm] 0&0&f_\perp(t) \end{pmatrix}\,.

A.6. Tidal Acceleration in the Linear Approximation

Expanding the gravitational potential Φ(r)=GMBH/r\Phi(r)=-GM_{BH}/r about the periastron rpr_p, one obtains the tidal accelerations:

atidal2GMBHrp3x,atidalGMBHrp3z.a_{\rm tidal}^\parallel\approx\frac{2GM_{BH}}{r_p^3}\,x,\quad a_{\rm tidal}^\perp\approx-\frac{GM_{BH}}{r_p^3}\,z\,.

Including a correction factor (1η)(1-\eta) to account for the cloud’s self–gravity leads to

aeff=2GMBHrp3(1η)x,aeff=GMBHrp3(1η)z.a_{\rm eff}^\parallel=\frac{2GM_{BH}}{r_p^3}(1-\eta)\,x,\quad a_{\rm eff}^\perp=-\frac{GM_{BH}}{r_p^3}(1-\eta)\,z\,.

A.7. Induced Velocity Components

Because the cloud deforms affinely, differentiating

x(t)=f(t)x0x(t)=f_\parallel(t)x_0

twice gives

f¨(t)x0=2GMBHrp3(1η)f(t)x0,\ddot{f}_\parallel(t)x_0=\frac{2GM_{BH}}{r_p^3}(1-\eta)f_\parallel(t)x_0,

or equivalently

f¨(t)=ω2f(t),withω=2GMBHrp3(1η).\ddot{f}_\parallel(t)=\omega_\parallel^2\,f_\parallel(t),\quad \text{with}\quad \omega_\parallel=\sqrt{\frac{2GM_{BH}}{r_p^3}(1-\eta)}\,.

Similarly, in the zz–direction,

f¨(t)=ω2f(t),withω=GMBHrp3(1η).\ddot{f}_\perp(t)=-\omega_\perp^2\,f_\perp(t),\quad \text{with}\quad \omega_\perp=\sqrt{\frac{GM_{BH}}{r_p^3}(1-\eta)}\,.

Thus, the tidal–induced velocities are

vtidalxf(t)R2GMBHrp3(1η),vtidalyf(t)R2GMBHrp3(1η),v_{\rm tidal}^x\sim f_\parallel(t)R\,\sqrt{\frac{2GM_{BH}}{r_p^3}(1-\eta)},\quad v_{\rm tidal}^y\sim f_\parallel(t)R\,\sqrt{\frac{2GM_{BH}}{r_p^3}(1-\eta)}, vtidalzf(t)RGMBHrp3(1η).v_{\rm tidal}^z\sim f_\perp(t)R\,\sqrt{\frac{GM_{BH}}{r_p^3}(1-\eta)}\,.

A.8. Self–Gravity Parameter

The self–gravity parameter is defined by

η=MclMBH(rpR)3,\eta=\frac{M_{\rm cl}}{M_{BH}}\Bigl(\frac{r_p}{R}\Bigr)^3\,,

which compares the cloud’s binding to the tidal force exerted by the black hole.


A.9. The Vis–Viva Equation

The Vis–Viva equation,

v2=GMBH(2r1a),v^2=GM_{BH}\Bigl(\frac{2}{r}-\frac{1}{a}\Bigr)\,,

is derived from equating the orbital energy expressions and is used to estimate the orbital velocity of the cloud.


Below is a strict integral derivation of the gravitational field inside a uniform spherical cloud via first principles (rather than simply quoting Newton’s shell theorem). We then apply it to derive the cloud’s self-gravitational acceleration at its surface and show how it leads to the same expression for (\eta).


Appendix: 3D Integral for Newton’s Shell Theorem and Derivation of η\eta

A.1. Gravitational Field Inside a Uniform Sphere (Integral Approach)

Consider a uniform sphere of total mass MclM_{\mathrm{cl}} and radius RR. Let its (constant) density be

ρ  =  Mcl4π3R3.\rho \;=\;\frac{M_{\mathrm{cl}}}{\tfrac{4\pi}{3}R^3}.

We wish to compute the gravitational field g\mathbf{g} at a point located a distance rRr \le R from the center of the sphere.

  1. Geometry Setup:

    • Place the center of the sphere at the origin OO.
    • Let the field point PP lie on the zz-axis at coordinates (0,0,r)(0,0,r).
    • We will integrate over the sphere in spherical coordinates (ρ,θ,ϕ)(\rho,\theta,\phi), where ρ\rho is the radial distance from OO, θ\theta the polar angle measured from the zz-axis, and ϕ\phi the azimuthal angle about the zz-axis. The volume element is dV  =  ρ2sinθdρdθdϕ. dV \;=\;\rho^2 \sin\theta\,d\rho\,d\theta\,d\phi.
    • Each volume element contributes a gravitational acceleration dgd\mathbf{g} at PP.
  2. Expression for dgd\mathbf{g}:
    A small mass element dm=ρdVdm = \rho\,dV at spherical coordinates (ρ,θ,ϕ)(\rho,\theta,\phi) has a gravitational effect on PP given by

    dg  =  Gdmrrr, d\mathbf{g} \;=\; -\,G\,\frac{dm}{r'}\,\frac{\mathbf{r}'}{|\mathbf{r}'|},

    where r\mathbf{r}' is the displacement from the mass element to PP, and r=rr' = |\mathbf{r}'| is its magnitude. Here, the minus sign indicates attraction toward the mass element.

    • Key simplification: by symmetry, the horizontal (x,y) components of dgd\mathbf{g} from opposite sides of the zz-axis will cancel out. Only the zz-component survives.
    • Let zz' be the coordinate of the volume element along the zz-axis (with θ\theta the angle from the axis). One can show that the net gravitational field at PP points along the zz-axis.
  3. Splitting Into Two Regions:
    Traditional derivations separate the sphere into:

    • An inner sphere of radius ρr\rho \le r.
    • A spherical shell of radius ρ>r\rho>r.

    One shows that the net contribution from any shell of radius ρ>r\rho>r cancels out inside that shell (the classic shell theorem). Only the mass with ρr\rho \le r contributes net acceleration. We can replicate that logic by direct integration, but it is more illuminating to do the integral piecewise and see that shells outside ρ>r\rho>r sum to zero.

  4. Inside Contribution (ρr\rho \le r):
    The mass enclosed within radius rr acts as if it were a point mass at the origin with mass

    Menc(r)  =  4π3ρr3. M_{\mathrm{enc}}(r) \;=\; \frac{4\pi}{3}\,\rho\,r^3.

    Hence, inside that region, the net acceleration at PP is

    g(r)  =  GMenc(r)r2  =  G4π3ρr3r2  =  4π3Gρr. g(r) \;=\; G\,\frac{M_{\mathrm{enc}}(r)}{r^2} \;=\; G\,\frac{\tfrac{4\pi}{3}\rho\,r^3}{r^2} \;=\; \frac{4\pi}{3}\,G\,\rho\,r.

    This is the linear dependence on rr familiar from Newton’s shell theorem. In vector form, for r=rz^\mathbf{r}=r\,\hat{z},

    g(r)  =  4π3Gρrz^. \mathbf{g}(r) \;=\; -\,\frac{4\pi}{3}\,G\,\rho\,r\,\hat{z}.
  5. Outer Shells (ρ>r\rho>r):
    A spherical shell of uniform density outside radius rr contributes no net force inside it (Newton’s shell theorem). The integral of the shell’s gravitational pull in all directions exactly cancels at the point PP. This result can also be shown directly by integrating the shell’s mass distribution, but it is standard that the net gravitational field is zero everywhere inside a uniform spherical shell.

Therefore, for a uniform sphere of radius RR, the gravitational field at rRr\le R is only due to the inner sphere of radius rr. At the surface r=Rr=R,

g(R)  =  4π3GρR.g(R) \;=\; \frac{4\pi}{3}\,G\,\rho\,R.

Since ρ=3Mcl4πR3\rho = \tfrac{3\,M_{\mathrm{cl}}}{4\pi\,R^3}, we get

g(R)  =  4π3G(3Mcl4πR3)R  =  GMclR2.g(R) \;=\; \frac{4\pi}{3}\,G\,\Bigl(\tfrac{3\,M_{\mathrm{cl}}}{4\pi\,R^3}\Bigr)\,R \;=\; \frac{G\,M_{\mathrm{cl}}}{R^2}.

This matches the simpler result that the entire mass of the sphere can be thought of as concentrated at the center for evaluating the field at the boundary r=Rr=R.


A.2. Self-Gravity Versus Tidal Field

Having established that the inward self-gravitational acceleration at the sphere’s surface is

asg(R)  =  g(R)  =  GMclR2,a_{\mathrm{sg}}(R) \;=\; g(R) \;=\; \frac{G\,M_{\mathrm{cl}}}{R^2},

we now compare this to the tidal acceleration from a black hole of mass MBHM_{\mathrm{BH}} at distance rpr_p.

A.2.1. Black Hole Tidal Expansion

Expanding the BH potential ΦBH\Phi_{\mathrm{BH}} about the cloud’s center (i.e., for small displacements R\le R relative to rpr_p) yields a differential acceleration across the cloud of order

atid    GMBHrp3R.a_{\mathrm{tid}} \;\sim\; \frac{G\,M_{\mathrm{BH}}}{r_p^3}\,R.

(Linearizing ΦBHMBH/r\Phi_{\mathrm{BH}}\propto -M_{\mathrm{BH}}/|\mathbf{r}| about r=rp|\mathbf{r}|=r_p, the first nontrivial term in the Taylor series is xd2dx2(1/r)\propto x\,\frac{d^2}{dx^2}(1/r), giving GMBHRrp3\sim \tfrac{G\,M_{\mathrm{BH}}\,R}{r_p^3}.)

A.2.2. The Ratio and Definition of η\eta

Thus the ratio of the cloud’s inward self-gravity at its surface to the BH’s tidal pull across that radius is:

asg(R)atid(R)  =  GMclR2GMBHrp3R  =  MclMBH  (rpR)3.\frac{a_{\mathrm{sg}}(R)}{a_{\mathrm{tid}}(R)} \;=\; \frac{\tfrac{G\,M_{\mathrm{cl}}}{R^2}} {\tfrac{G\,M_{\mathrm{BH}}}{r_p^3}\,R} \;=\; \frac{M_{\mathrm{cl}}}{M_{\mathrm{BH}}} \;\Bigl(\frac{r_p}{R}\Bigr)^3.

We define

η  =  MclMBH  (rpR)3  =  asg(R)atid(R).\boxed{ \eta \;=\; \frac{M_{\mathrm{cl}}}{M_{\mathrm{BH}}} \;\Bigl(\frac{r_p}{R}\Bigr)^3 \;=\; \frac{a_{\mathrm{sg}}(R)}{a_{\mathrm{tid}}(R)}. }

A.3. Physical Interpretation

  • η1\eta\ll1: Tidal forces exceed the cloud’s self-gravity, making the cloud susceptible to extreme tidal deformation or disruption.
  • η1\eta\gg1: The cloud’s own gravity dominates; the black hole’s tidal effects at radius RR are relatively mild.
  • η1\eta \sim 1: Comparable influences from self-gravity and tidal pull, fostering strong tidal shocks without outright disruption.

Hence, the uniform-sphere integral approach confirms that Newton’s shell theorem yields g(R)=GMclR2g(R)=\tfrac{G\,M_{\mathrm{cl}}}{R^2} at the surface, and combining this with the linearized BH tidal acceleration leads rigorously to

η  =  MclMBH(rpR)3.\eta \;=\; \frac{M_{\mathrm{cl}}}{M_{\mathrm{BH}}} \bigl(\tfrac{r_p}{R}\bigr)^3.